Bullet Point Archive (Hedge Fund/Capital Markets Special Bulletins)
SEC Chairman Donaldson Confirms Preparation of Proposed Rules to Require Hedge Fund Managers to Register as Investment Advisers
Bullet Point (March 2004)
Registered Investment Advisers Are Now Expected to Retain E-Mail
Bullet Point (March 2004)
SEC Permits Registered Investment Advisers to Provide Past Specific Recommendations in Response to Unsolicited Requests for Information
Bullet Point (March 2004)
NASD Releases Notice to Members Regarding New Rule 2790 (Restrictions on the Purchase and Sales of IPOs of Equity Securities)
Bullet Point (January 2004)
SEC Adopts Final Rules Requiring Registered Investment Advisers to Implement Written Compliance Program
Bullet Point (January 7, 2004)
SEC Approves Rule Change to NASD Hot Issues Rule
Bullet Point (November 2003)
SEC Adopts Amendments to Custody Rule under Investment Advisers Act of 1940
Bullet Point (October 2003)
SEC Proposed Rules: Compliance of Registered Investment Companies and Registered Investment Advisers
Bullet Point (February 2003)
New Proxy Voting Rule and Amendments to Current Rule Requiring Registered Investment Advisers to Maintain Certain Books and Records Under the Investment Advisers Act of 1940
Bullet Point (February 2003)
Proposed New Proxy Voting Rules and Proposed Amendments to Current Rules Requiring Registered Investment Advisers to Maintain Certain Books and Records Under The Investment Advisers Act of 1940
Bullet Point (October 2002)
Proposed Amendments to Conduct Rules for IPO Activities
Bullet Point (August 2002)
Proposed Amendments to Current Custody Rules Under the Investment Advisers Act of 1940
Bullet Point (August 2002)
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