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 Global Note Archive
(Hedge Funds/Capital Markets)
Global NoteTM is a publication of the Financial Services Capital Markets group of
Tannenbaum Helpern Syracuse & Hirschtritt LLP. This publication is general in
nature and provides information to our clients and friends and is not intended
to be a substitute for legal advice or a legal opinion rendered in response to a specific set of facts.
Viewing some of these files requires Acrobat Reader®. If you do not have Acrobat Reader, you can download it from Adobe's Website for no charge.
- "Increased Estate Planning Opportunities in Current Low Interest Environment," (April 7,2008)
- “SEC Proposes Amendments to Part II of Form ADV and Related Rules under the Investment Advisers Act of 1940,” (April 2008)
- "SEC Proposes Revisions to Regulation D" (August 2007)
- "SEC Proposes Revisions to Rule 144 and Rule 145 To Shorten the Holding Period for Affiliates and Non-Affiliates" (September 2007)
- "Final Rule to Prohibit Fraud by Investment Advisers to Certain Pooled Investment Vehicles Adopted." (August 2007)
- "EC Trademark Owners Should Consider Protecting Trademarks in the U.S. Even If There Is No Current U.S. Use" (June 2007)
- "FTC Action Alerts Fund Managers that Significant Investments May Be Subject to Pre-Acquisition Notification Requirements under the Hart-Scott Rodino Act" (June 2007)
- "Annual Verification Of Investors’ Status Under New Issue Rule" (February 2007)
- "Hedge Fund Investor Protection – Current SEC Rulemaking with Regard to Rule 206 and the Accredited Investor Standard" (February 2007)
- "Proposed Rule to Prohibit Fraud by Investment Advisers and Proposed Revisions to the Definition of Accredited Investor"(January 2007)
- Rule 2A51-1 -- Definition of “Investments” for Purposes of Section 2(A)(51) (Definition of "Qualified Purchaser") (November 2006)
- SEC Issues No-Action Letter Response to ABA Letter Requesting Clarification of Goldstein Decision, (August 2006)
- Congress Passes Pension Legislation that Would Make It Easier for Fund Managers to Accept Pension Investment, (August 2006)
- SEC Issues Interpretive Guidance On “Soft Dollars” Safe Harbor, (July 2006)
- U.S. Court of Appeals Invalidates Hedge Fund Investment Adviser Registration Rule, (June 2006)
- Winter 1998-1999 - Special Focus Report - Principles of Islamic Finance
- Spring, 1998 - Volume 3 Number 1
- Spring, 1996 - Volume 2 Number 2
- Winter, 1996 - Volume 2 Number 1
- Fall, 1995 - Volume 1 Number 4
- Summer, 1995 - Volume 1 Number 3
- Spring, 1995 - Volume 1 Number 2
- Winter, 1995 - Volume 1 Number 1
For additional information or if you would like printed copies or to add someone to our mailing list, please contact:
Michael G. Tannenbaum
Direct: (212) 508-6701
e-mail: tannenbaum@thshlaw.com
Financial Services Capital Markets Group
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