GlobalNote: “SEC Adopts Amendments to the Custody Rule under the Investment Advisers Act of 1940 in Attempt to Protect Client Assets From Fraudulent Conduct"
January 14, 2010
GlobalNote: “House of Representatives to Consider Private Fund Investment Advisers Registration Act of 2009.”
November 9, 2009
GlobalNote: “IRS Memo Addresses Loan Origination by Offshore Entities,”
September 25, 2009
Putting Structures in Place (relating to carbon funds), Environmental Finance, September 2009
GlobalNote: "Additional Relief Offered on FBAR Filings,"
August 21, 2009
GlobalNote: "U.S. Treasury Proposes Plan For Financial Regulatory Reform,"
July 8, 2009
GlobalNote: "Update on FBAR Filing Requirements and Extension of FBAR Filing Deadline Granted,"
June 26, 2009
GlobalNote: "Impact of the Introduction of the Stop Tax Haven Abuse Act on the Private Fund Industry,"
March 12, 2009
“
Hedge Fund Regulatory Outlook
for 2009: Hedge Funds Brace Themselves for More Regulation in the US,” by
Michael G. Tannenbaum, reprinted from The Hedge Fund Journal, February 2009.
“GlobalNote: Electronic Filing of Form D,” (February 2009)
"The Hedge Fund Transparency Act," (February 6, 2009)
Hedge Fund Regulatory Outlook for 2009,
The Hedgefund Journal, February 2009
GlobalNote: Proposed EU Directive on Alternative Investment Fund Managers, 2009
GlobalNote: How to Register as an Investment Adviser with the SEC, 2009
“Revised Summary of the SEC’s Emergency Orders Issued on September 18, 2008 Taking Temporary Action to Respond to Market Developments, and Amendments to These Orders Issued on September 21, 2008”
(September 2008)
How to Start a Hedge Fund in the US,
HFM Week Special Report 2008
"The Fund Manager's Dilemma: the Need to Know versus the US Insider Trading Laws," published in the Alternative Investment Management Association Magazine's Autumn 2008 Edition.
"SEC Proposes Revisions to Regulation D"
(August 2007)
"SEC Proposes Revisions to Rule 144 and Rule 145 To Shorten the Holding Period for Affiliates and Non-Affiliates"
(September 2007)
"Final Rule to Prohibit Fraud by Investment Advisers to Certain Pooled Investment Vehicles Adopted."
(August 2007)
"FTC Action Alerts Fund Managers that Significant Investments May Be Subject to Pre-Acquisition Notification Requirements under the Hart-Scott Rodino Act"
(June 2007)
"Annual Verification Of Investors’ Status Under New Issue Rule" (February 2007)
"Hedge Fund Investor Protection – Current SEC Rulemaking with Regard to Rule 206 and the Accredited Investor Standard" (February 2007)
"True Understanding -- Michael G. Tannenbaum discusses setting up a hedge fund and accessing US capital," Hedge Fund Manager,
Special Report: How to Start a Hedge Fund in the US, January 2007. For reprints or further information, email
Michael G. Tannenbaum
at
tannenbaum@thshslaw.com
"Recently enacted Pension Protection Act will make it easier for hedge fund managers to accept pension investment,"
Alternative Investment Quarterly, No. 20, Third Quarter 2006.
Rule 2A51-1 -- Definition of “Investments” for Purposes of Section 2(A)(51) (Definition of "Qualified Purchaser") (November 2006)
SEC Issues No-Action Letter Response to ABA Letter Requesting Clarification of Goldstein Decision,(August 2006)
Congress Passes Pension Legislation that Would Make It Easier for Fund Managers to Accept Pension Investment,(August 2006)
SEC Issues Interpretive Guidance On “Soft Dollars” Safe Harbor, (July 2006)
U.S. Court of Appeals Invalidates Hedge Fund Investment Adviser Registration Rule
GlobalNote (June 2006)
SEC Response to ABA Letter Regarding Hedge Fund Adviser Registration Rules and Other Hedge Fund Adviser Rules
GlobalNote (December 2005)
SEC Rules Requiring Registered Investment Advisers to Implement Written Compliance Program
GlobalNote (October 2005)
Nonqualified Deferred Compensation Plans
GlobalNote (December 2004)
Final Rules to Require Certain Hedge Fund Managers to Register with the SEC
GlobalNote (December 2004)
Revised Deferred Compensation Rules
Bullet Point (October 28, 2004)
SEC Commissioners Approve Proposed Rules to Require Certain Hedge Fund Managers to Register with the SEC
Bullet Point (October 27, 2004)
“Courting Pension Funds? Beware the 25 Percent Rule,” |
Request Reprint
Institutional Investor’s Alpha (June/July 2004)
SEC Chairman Donaldson Confirms Preparation of Proposed Rules to Require Hedge Fund Managers to Register as Investment Advisers
Bullet Point (March 2004)
Registered Investment Advisers Are Now Expected to Retain E-Mail
Bullet Point (March 2004)
SEC Hedge Fund Roundtable: A Summary of the Main Themes Discussed
July 2003
GlobalNote - Volume 3 Number 1
Spring, 1998
GlobalNote - Volume 2 Number 2
Spring, 1996
GlobalNote - Volume 2 Number 1
Winter, 1996
GlobalNote - Volume 1 Number 3
Summer, 1995